Audit Compliance


Posted 1 year ago

We are looking for an Audit Compliance! Reach out if you are interested and feel free to refer friends/colleagues!


Type of Employment: Contact
Title: Audit Compliance
Term: 6-month – 40 hours/week
Location: Remote
Job ID number: C1122


Brief description of duties:


  • experience in regulatory compliance, risk management and/or internal controls within a federally regulated financial institution
  • Compliance/internal audit background preferred
  • Excellent communication skills, critical thinking skills, positive attitude, and ability to work independently

Roles and Responsibilities

  • Risk Assessments: Complete inherent and residual regulatory risk assessments for applicable regulatory requirements in accordance with the Bank’s methodology
  • Monitoring & Testing:
    • Perform control testing in accordance with the Bank’s methodology to identify potential control weaknesses and process improvement opportunities, evaluating compliance with policies and procedures
  • Regulatory Change Management:
      • Reviewing new legislation or changes to legislation for incorporation within the Bank’s inventory
      • Communicate potential changes with the business to identify new/amended controls as required
      • Update the regulatory change log and the Resolver e-GRC system for any applicable changes
      • Ad hoc support on strategic projects to provide advice on applicable regulatory requirements and development of appropriate controls as required
  • Compliance Issue Management
        • Review reported compliance incidents to determine if it is an issue of non-compliance with applicable regulatory requirements and assign a risk rating in accordance with the Bank’s methodology
        • Provide support to identify appropriate remediation actions to be completed by the Business
        • Assist with reporting to Senior Management / Board if required


MUST haves:


  • Experience with External audit or Internal Audit
  • Financial experience
  • Looking for a manager/ senior level
  • Risk Management experience
  • Compliance
  • Supporting requirements from the Finance Team

Apply Online