Audit Compliance

CONTRACT

Canada

Posted 2 years ago

We are looking for an Audit Compliance! Reach out if you are interested and feel free to refer friends/colleagues!

Type of Employment: Contact
Title: Audit Compliance
Term: 6-month – 40 hours/week
Location: Remote
Job ID number: C1122

Brief description of duties:

experience in regulatory compliance, risk management and/or internal controls within a federally regulated financial institution
Compliance/internal audit background preferred
Excellent communication skills, critical thinking skills, positive attitude, and ability to work independently

Roles and Responsibilities

Risk Assessments: Complete inherent and residual regulatory risk assessments for applicable regulatory requirements in accordance with the Bank’s methodology
Monitoring & Testing:
- Perform control testing in accordance with the Bank’s methodology to identify potential control weaknesses and process improvement opportunities, evaluating compliance with policies and procedures
Regulatory Change Management:
- - Reviewing new legislation or changes to legislation for incorporation within the Bank’s inventory
  - Communicate potential changes with the business to identify new/amended controls as required
  - Update the regulatory change log and the Resolver e-GRC system for any applicable changes
  - Ad hoc support on strategic projects to provide advice on applicable regulatory requirements and development of appropriate controls as required
Compliance Issue Management
- - - Review reported compliance incidents to determine if it is an issue of non-compliance with applicable regulatory requirements and assign a risk rating in accordance with the Bank’s methodology
    - Provide support to identify appropriate remediation actions to be completed by the Business
    - Assist with reporting to Senior Management / Board if required

MUST haves: